naukri
Senior Associate Compliance Solutions
Waystone Governance Ltd.
, UAE
Senior
4 days ago
Regulatory ComplianceAnti Money Laundering (AML)Compliance MonitoringPolicy DevelopmentTrainingCorporate Governance
Free
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Regulatory ComplianceAnti Money Laundering (AML)Compliance Monitoring
About the Role
The role involves providing compliance support, developing policies, conducting training, and managing client expectations in a regulatory environment.
Key Skills for This Role
Regulatory ComplianceAnti Money Laundering (AML)Compliance MonitoringPolicy DevelopmentTrainingCorporate Governance
Responsibilities
- Provide day to day support to clients and colleagues in executing compliance and AML deliverables
- Undertake the role of Compliance Officer/MLRO and possibly Risk Officer
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance
- Draft and/or execute a compliance monitoring and testing program
- Assist and/or provide training on compliance, AML, and corporate governance
- Ensure regulatory returns and notifications are submitted on a timely basis
Requirements
- 3 8 years of experience in compliance or AML roles
- Experience in developing and implementing compliance policies and procedures
- Knowledge of regulatory requirements in asset management industry
- Ability to act as Compliance Officer/MLRO
Full Job Posting
Company Overview
- Waystone leads the way in specialist services for the asset management industry.
- Waystone builds, supports and protects investment structures and strategies worldwide.
- With over 20 years experience, Waystone serves assets under management in excess of $2Tn.
Summary
- Reporting to the Director Compliance Services, the Senior Associate Compliance Solutions will be an integral part of the team's success.
- Our aim is to enable our clients to navigate the complex regulatory environment with confidence.
Essential Duties and Responsibilities
- Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
- Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
- Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews.
- Commitment to minimum continuing professional development requirements.
- Assist and/or providing training on compliance, AML, and corporate governance.
- Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms.
- Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis.
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