Paraplanner (Edinburgh/London)

Purpose

Key Responsibilities

• Preparing and maintaining the client file: confirming policy information from letters of authority to understand a client’s existing arrangements, uploading to Enable.
• Organising recommendations: identifying areas of need, carrying out research to find solutions, considering investment strategies and tax implications in conjunction with the Adviser.
• Research: comparing different solutions to ensure the best possible client outcomes in conjunction with the PWM panel pathways.
• Preparing recommendation reports: using Genovo to generate full suitability reports and short suitability letters for ad-hoc advice events.
• Producing Illustrations and Key Features: preparing supporting documents that match the suitability report; uploading to Enable in conjunction with the Administrator.
• Implementing recommendations: ensure all compliance paperwork is accurate and up to date, assisting the admin to implement trades using the trade instruction form and ‘four eye checks’.
• Upload Enable compliance documents: ensure all research is uploaded to the Enable system.
• Annual review preparation and completion: preparing valuations and other analysis for use in the client annual review, including cashflow modelling.