Manager - Regulatory Compliance (Non Financial Crime Compliance)

Overview

Regulatory Assurance & Monitoring

• Conduct regulatory compliance assessments across the bank using internal frameworks (RMS)
• Analyse responses, review supporting evidence, and identify compliance gaps
• Track and follow up on remediation actions with business stakeholders
• Maintain and update regulatory breach registers and trackers
• Support assurance activities across both regulatory and non-regulatory functions

Regulatory Engagement & Reporting

• Act as a key point of contact for regulatory interactions, including CBUAE requests and inspections
• Support correspondence between the bank and regulators, ensuring timely and accurate submissions
• Ensure all regulatory reporting obligations are met within deadlines
• Assist in escalating material breaches to senior management and regulators

Regulatory Advisory & Governance

• Provide clear and timely regulatory advice to internal stakeholders
• Review regulatory notices and ensure accurate communication across the business
• Maintain and enhance the internal regulatory library covering CBUAE requirements
• Prepare reports and submissions for governance forums (e.g. Compliance Committee, Board Risk Committee)

Policies, Training & Oversight

• Review policies, procedures, and product programmes to ensure regulatory alignment
• Support FATCA/CRS reporting, monitoring, and compliance activities
• Contribute to regulatory training and awareness programmes
• Ensure weekly dashboards and internal MIS reporting are delivered on time