Manager Equities

Key Responsibilities

• Strategy • Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws • Ensure that the Bank’s and client’s interests are covered in all instances • Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are compiled at all times • To suggest process, change if local conditions warrant making the processes stronger • To ensure that proper risk classification is done at the time of approving transactions • To complete review of all relevant reports • Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section • Ensure completion of EOD processes • To ensure that the month-end activities and regulatory reporting are done within defined timelines • Ensure punctuality and discipline • Work in shifts whenever required • Cross-skilling - To act as back-up
• Business • Provides best in service to support to address client’s queries and issues • Ensures all the information transactions are processed as per the agreed deadline. • Ensures all the instructions are processed well with in the market deadline. • Ensures all the procedures laid down in the Departmental Operating Instructions and the Key Control Standards are adequately followed.

Skills and Experience

• Capital Market / Financial Market

Qualifications

• Education: Graduate • Languages: Gujarati/Hindi/English

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