Global Financial Crimes Investigations Vice President
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Key skills for this role
About the Role
Morgan Stanley seeks a Vice President to lead investigations of suspected financial crimes including money laundering, fraud, and market manipulation. The role involves determining SAR filings, advising the business, and improving processes.
Key Skills for This Role
Responsibilities
- Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
- Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
- Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
- Produce and maintain investigative reports and related documentation
- Assist with responding to requests for information from law enforcement and government agencies
- Ensure daily operational processing is completed according to established program and regulatory requirements
- Identify and implement process improvements to increase efficiency and effectiveness
Requirements
- Bachelor's degree or equivalent military experience
- 8+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
- Strong understanding of the financial markets and banking, including broker dealer product based knowledge
- Excellent communication, leadership, and presentation skills
- Self motivated and independent operator with ability to make decisions in fast paced settings
- CAMS or equivalent AML certification/license, or ability to obtain within first 15 months of employment
- Law degree, legal or prosecutorial experience a plus
Full Job Posting
Overview
- We are seeking someone to join our team as a Global Financial Crimes (GFC): US Investigations Vice President.
- In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.
- This is a Vice President level position within the Investigations team where you will lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercr
What You'll Do In The Role
- Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
- Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
- Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
- Produce and maintain investigative reports and related documentation
- Assist with responding to requests for information from law enforcement and government agencies
- Ensure daily operational processing is completed according to established program and regulatory requirements
- Identify and implement process improvements to increase efficiency and effectiveness
What You'll Bring To The Role
- Bachelor's degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus.
- 8+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
- Strong understanding of the financial markets and banking, including broker dealer product based knowledge and the ability to learn concepts quickly
- Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
- Self motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
- CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
What You Can Expect From Morgan Stanley
- At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals.
- Our values putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back guide the decisions we make every day.
- At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
- We are proud to support our employees and their families at every point along their work life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.
Additional Information
- Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.
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