COMPLIANCE PROGRAM MANAGER

The Compliance Program Manager helps build the compliance backbone of Catena Trust Bank. Reporting to the Chief Compliance Officer and partnering closely with the Chief Trust Officer, the Program Manager operates core elements of the Compliance Management System and leads its fiduciary, third-party risk, non-BSA compliance, and affiliate-transaction programs — in one of the most novel regulated environments in financial services.

Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.

Lead fiduciary compliance across the Trust Bank’s custody, investment management, and trust activities.

Operate the third-party risk management program across the vendor lifecycle, including oversight of affiliate-provided services.

Administer affiliate transactions across intercompany activity — governed by CTB’s Affiliate Transactions and Third-Party Risk Management policies, supported by written market-terms analysis, and subject to Sections 23A and 23B of the Federal Reserve Act and Regulation W.

Oversee any other non-financial crimes related Compliance obligations of the Trust Bank, including Privacy, UDAP, and others.

Track regulatory developments and help deliver the compliance training program.

Prepare committee and Board materials and support examinations and audits.