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Compliance Officer - UAE National - International Bank (Associate Analyst level)

Swisslinx Middle East
Dubai, UAE
Full-time
Entry
Onsite
Discovered 2 weeks ago
Compliance controlsCompliance risk managementAML and sanctions risk assessmentFinancial securityInvestment bankingCorporate banking
Free

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Compliance controlsCompliance risk managementAML and sanctions risk assessment
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Company Context

The role is with an international bank operating in DIFC.

The position supports the bank’s Compliance function at Associate Analyst level.

Key Responsibilities

  • Implement compliance policies, procedures, systems, and controls.
  • Support compliance governance, regulatory monitoring, and local and global projects.
  • Issue compliance and financial security opinions on counterparties and transactions.
  • Investigate alerts and decide on their disposition.
  • Assess the effectiveness of the compliance risk management framework.
  • Guide first-level transaction and KYC controls performed by operational and middle-office staff.
  • Promote compliance culture and contribute to staff training.
  • Support assessments of new products, activities, policies, and processes.
  • Support regulatory interactions, reporting, and correspondence.
  • Organize compliance committees and represent the function on control committees.
  • Provide back-up to other team members during absences.

Qualifications and Experience

  • A bachelor’s degree is required.
  • Two to five years of experience in wholesale, corporate, or private banking within a major international bank is required.
  • At least two years in an independent compliance function is expected, while other compliance or control-function experience may be considered.
  • Middle East experience is required.
  • Knowledge of investment and corporate banking services is required.

Skills

  • Financial security, AML, and sanctions risk assessment are required.
  • Analytical and communication skills are required.
  • Candidates must be fluent in Arabic and English, written and spoken.
  • The role requires effective cooperation across disciplines.

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