Compliance Officer- Forex ,CFD
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Key skills for this role
About the Role
Forexpress Limited seeks a Compliance Officer with 3-5 years of experience in Forex, CFD, or investment firms. You will ensure regulatory compliance with FSC Mauritius and ASIC Australia, handle AML/CFT, transaction monitoring, and regulatory reporting.
Key Skills for This Role
Responsibilities
- Ensure compliance with regulatory requirements of FSC Mauritius and ASIC Australia
- Conduct AML/CFT, transaction monitoring, sanctions screening, and enhanced due diligence
- Investigate suspicious activities and prepare regulatory reports
- Prepare and update compliance policies and procedures
- Conduct internal audits and support licensing applications
Requirements
- Bachelor's degree in Law, Finance, Business, Economics, or related field; legal background highly preferred
- Minimum 3 5 years of Compliance experience within a Forex Broker, CFD Broker, Investment Firm, EMI, or Banking institution
- Strong knowledge of Forex and CFD trading, including MT4/MT5 environments, client trading activities, payment flows, and operational risks
- Practical experience with AML/CFT, transaction monitoring, sanctions screening, enhanced due diligence, suspicious activity investigations, and regulatory reporting
- Strong understanding of international regulatory frameworks, particularly FSC Mauritius and ASIC Australia
- Experience in preparing compliance policies, conducting internal audits, regulatory reporting, and supporting licensing applications
- Professional certification such as CAMS, ICA, or equivalent highly preferred
Full Job Posting
Mandatory Requirements
- Bachelor's degree in Law, Finance, Business, Economics, or a related field. A legal background is highly preferred.
- Minimum 3–5 years of Compliance experience within a Forex Broker, CFD Broker, Investment Firm, EMI, or Banking institution.
- Strong knowledge of Forex and CFD trading, including MT4/MT5 environments, client trading activities, payment flows, and operational risks.
- Practical experience with AML/CFT, transaction monitoring, sanctions screening, enhanced due diligence (EDD), suspicious activity investigations, and regulatory reporting.
- Strong understanding of international regulatory frameworks, particularly Mauritius (FSC Mauritius) and ASIC Australia. Experience with other offshore or international financial regulators is considered an advantage.
- Experience in preparing compliance policies, conducting internal audits, regulatory reporting, and supporting licensing applications.
- Professional certification such as CAMS, ICA, or equivalent is highly preferred.
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