indeed
Compliance Officer
RingOffice
Abu Dhabi, UAE
Full Time
Senior
Onsite
1 weeks ago
AML/CFTComplianceRisk AssessmentCustomer Due DiligenceSanctions ScreeningSAR/STR Filing
Free
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AML/CFTComplianceRisk Assessment
About the Role
Our client seeks a dedicated MLRO and Compliance Officer to lead AML/CFT framework for a CSP in ADGM. Requires 5+ years AML/compliance experience in UAE, ADGM knowledge, and professional AML qualifications.
Key Skills for This Role
AML/CFTComplianceRisk AssessmentCustomer Due DiligenceSanctions ScreeningSAR/STR Filing
Responsibilities
- Own and manage the end to end AML/CFT framework as a Designated Non Financial Business or Profession (DNFBP)
- Conduct and maintain annual Business Risk Assessments, customer due diligence (CDD/EDD), and sanctions screening across all administered entities
- Act as the Firm’s reporting officer, managing internal suspicion reports and filing Suspicious Activity/Transaction Reports (SARs/STRs) with the UAE Financial Intelligence Unit
- Oversee CSP license conditions, including client money handling rules, UBO filings, and record keeping protocols ensuring two business day retrieval
- Run the compliance monitoring program and ensure the timely submission of annual compliance returns and staff certifications
- Liaise directly with the ADGM Registration Authority, managing all regulatory notifications and maintaining continuous readiness for compliance assessments
- Provide strategic advice to senior management and the Board regarding regulatory shifts and potential breaches
Requirements
- Minimum of five (5) years of professional experience in AML and compliance within the UAE or a similar international financial center
- Profound knowledge of ADGM regulations and the specific requirements for Company Service Providers
- Hold recognized professional AML or compliance qualifications (e.g., ACAMS, ICA)
- Demonstrable experience conducting PEP and sanctions screening against UN, OFAC, EU, and UAE lists
- Based in the UAE with the ability to meet 'fit and proper' regulatory standards for an approved person
- Exceptional attention to detail and the ability to meet strict regulatory deadlines
Full Job Posting
Role Overview
- Our client is seeking a dedicated MLRO and Compliance Officer to lead the Anti Money Laundering (AML) and Counter Terrorism Financing (CFT) framework for a Company Service Provider (CSP) based in the UAE. Operating within the ADGM jurisdiction, this role is critical to maintaining the integrity of t
Key Responsibilities
- Own and manage the end to end AML/CFT framework as a Designated Non Financial Business or Profession (DNFBP).
- Conduct and maintain annual Business Risk Assessments, customer due diligence (CDD/EDD), and sanctions screening across all administered entities.
- Act as the Firm’s reporting officer, managing internal suspicion reports and filing Suspicious Activity/Transaction Reports (SARs/STRs) with the UAE Financial Intelligence Unit.
- Oversee CSP license conditions, including client money handling rules, UBO filings, and record keeping protocols ensuring two business day retrieval.
- Run the compliance monitoring program and ensure the timely submission of annual compliance returns and staff certifications.
- Liaise directly with the ADGM Registration Authority, managing all regulatory notifications and maintaining continuous readiness for compliance assessments.
- Provide strategic advice to senior management and the Board regarding regulatory shifts and potential breaches.
Requirements
- Minimum of five (5) years of professional experience in AML and compliance within the UAE or a similar international financial center.
- Profound knowledge of ADGM regulations and the specific requirements for Company Service Providers.
- Hold recognized professional AML or compliance qualifications (e.g., ACAMS, ICA).
- Demonstrable experience conducting PEP and sanctions screening against UN, OFAC, EU, and UAE lists.
- Based in the UAE with the ability to meet 'fit and proper' regulatory standards for an approved person.
- Exceptional attention to detail and the ability to meet strict regulatory deadlines.
Nice to Have
- Previous experience managing dual regulated entities (FSRA and CSP).
- Established relationships with the ADGM Registration Authority or the UAE Financial Intelligence Unit.
- Experience delivering specialized AML training to diverse internal teams.
Application Questions
- Share your Email (same on resume), it is compulsory.
- Share your LinkedIn profile (It's also compulsory).
- Are you comfortable with AI Based interviews?
Work Location
- In person
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