Compliance Analyst
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
Millennium seeks a Compliance Analyst to assist with the administration of the global Quantitative Trading Compliance program. The role requires 3+ years of experience and knowledge of algorithmic trading and financial markets.
Key Skills for This Role
Responsibilities
- Assist with the administration of the Firm’s global Quantitative Trading Compliance program
- Monitor regulatory changes, updates and industry wide compliance initiatives
- Assist with regulatory examinations, inquiries, investigations and projects
- Assist with drafting and amending compliance related policies and procedures
- Prepare and conduct compliance trainings
Requirements
- 3+ years of experience
- Experience at a regulatory authority, bank/broker or buy side firm
- Bachelor’s degree in Computer Science, Finance, Economics or similar preferred
- Experience with addressing algorithmic/systematic trading matters preferred
- Strong analytical and problem solving skills
- Proficient in Microsoft PowerPoint and Excel
Full Job Posting
Position Details
- Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy
- Monitor regulatory changes, updates and industry wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary
- Assist with drafting and amending compliance related policies and procedures
- Prepare and conduct compliance trainings
Qualifications/Skills Required
- 3+ years of experience
- Experience at a regulatory authority, bank/broker or buy side firm
- Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model based trading and investment/execution algorithms
- Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
- An understanding of global financial markets, including market structure, is preferred
- General understanding of Artificial Intelligence, including current regulatory focus areas
- Strong analytical / conceptual problem solving skills with attention to detail
- Strong sense of ownership and personal responsibility
- Ability to prioritize, multi task, and manage deadlines while successfully completing assignments
- Strong written and verbal communication skills
- Ability to create presentation materials for senior management
- Proficient in Microsoft PowerPoint and Excel
Compensation
- The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future.
- Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Millennium
Quantitative Researcher, Quantitative Strategies
Dubai, UAE
Millennium is hiring a Quantitative Researcher to join a collaborative team focusing on Asian equity markets. The role involves developing systematic equity trading strategies, quantitative research on alpha signals, and
Quantitative Developer
Dubai, UAE
Mid-Senior Level Quant Developer Preferred Location: Dubai Leading index Rebal team seeking a highly motivated and detail-oriented Quant Developer to join our team. The ideal candidate will have a strong passion for buil
Quantitative Developer, Systematic Equities
Dubai, UAE
Job Description: Quantitative Developer, Systematic Equities Please direct all resume submissions to QuantTalentEUR@mlp.com and reference REQ-26457 in the subject. Millennium is a top tier global hedge fund with a strong