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Compliance Analyst Co-Op
Old Mission
Chicago, USA
Internship, Part Time
Entry
Onsite
USD 30-30 hourly / hour
Discovered 1 weeks ago
FINRA's Central Registration Depository (CRD)My Compliance OfficeCAT (Consolidated Audit Trail)Microsoft OfficePythonSQL
Free
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FINRA's Central Registration Depository (CRD)My Compliance OfficeCAT (Consolidated Audit Trail)
Role Overview
Old Mission, a global trading firm, is looking for a Co-Op student to join our Compliance Team in Chicago, IL (15–25 hours/week, flexible).
You'll work as a compliance generalist, supporting surveillance, research, and administrative work across the Firm's compliance program.
Beyond day-to-day tasks and project work, you'll get direct mentorship from senior Compliance team members and exposure to our Operations and Risk teams giving you a real, ground-level view of how compliance functions inside a large trading firm.
This is a term-renewable position with potential for full-time hire.
Key Skills for This Role
FINRA's Central Registration Depository (CRD)My Compliance OfficeCAT (Consolidated Audit Trail)Microsoft OfficePythonSQL
Full Job Posting
About This Role
Old Mission, a global trading firm, is looking for a Co-Op student to join our Compliance Team in Chicago, IL (15–25 hours/week, flexible). You'll work as a compliance generalist, supporting surveillance, research, and administrative work across the Firm's compliance program.
Beyond day-to-day tasks and project work, you'll get direct mentorship from senior Compliance team members and exposure to our Operations and Risk teams giving you a real, ground-level view of how compliance functions inside a large trading firm.
This is a term-renewable position with potential for full-time hire.
What You'll Do
Research new trading initiatives to help the Compliance Team map out a compliant path forward
Work with external databases including FINRA's Central Registration Depository (CRD) and My Compliance Office
Support daily surveillance reviews of the Firm's options, futures, and equity trading activity
Help manage critical daily functions like CAT (Consolidated Audit Trail) reporting and exchange symbol registrations
Assist in reviewing existing compliance practices against regulatory requirements and industry best practices
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