ABIS Operations Analyst

As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.

With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.

Describe the role:

This entry level position will process financial activities within the Transfer Agent (TA) and perform functions related to risk and compliance. This includes, but is not limited to, the execution and settlement of various trades, quality control of trades processed, surveillance of electronic communication for adherence to regulations, and review of alerts on investor data.

The best candidate for this position will possess strong attention to detail and have foundational knowledge regarding operations.

The key job responsibilities include, but are not limited to:

Process mutual fund transactions, such as subscriptions, redemptions, as-of trades, and trade corrections

Perform ancillary tasks related to transaction processing

Research and respond to inquiries regarding trade execution and settlement

Review electronic correspondence to ensure compliance with FINRA regulations and company policies

Assist in the daily resolution of department support items (workflow management system, e-mail)

Document results/outcomes, supervisory instructions, exception processing, or other miscellaneous comments on workflow management systems

Meet SLA delivery and productivity targets for each function